The Securities and Exchange Commission (SEC) is illegally collecting data of every citizen who invests in the stock market, according to a new lawsuit. The New Civil Liberties Alliance (NCLA) filed ...
These and other questions illustrate why complying with the U.S. Securities and Exchange Commission’s (SEC/Commission) amended Cybersecurity Disclosure Rule—which was formally adopted one year ago and ...
The U.S. Securities and Exchange Commission’s (SEC’s) disclosure-related charges against software company SolarWinds and its chief information security officer (CISO) are a game-changer. The ...
SolarWinds (NYSE:SWI) and its chief information security officer were charged with fraud and internal control failures by the SEC on Monday. Shares were little changed post-market on Monday. In its ...
The US Securities and Exchange Commission sued market-making giant Virtu Financial Inc. in federal court for alleged policy lapses that the regulator said could have let employees access confidential ...
The SEC votes March 6 on adopting long-awaited rules that would require publicly-traded companies in the U.S. to disclose information about the risks they face from climate change. The Securities and ...